Kwok, Wai Ling (SFC:BPX593) 郭慧玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Leo Asset Management Limited | Rep | Advising on securities | 2024-01-05 | 2024-09-15 | Rep | Asset management | 2024-01-05 | 2024-09-15 |
| 2 | PLUTUS ASSET MANAGEMENT LIMITED (GBEN) | Rep | Advising on securities | 2020-09-28 | 2023-09-01 | Rep | Asset management | 2020-09-28 | 2023-09-01 |
| 3 | Plutus Securities Limited | Rep | Dealing in securities | 2020-09-28 | 2023-09-01 |
| 4 | Rockflow Securities Limited | Rep | Advising on securities | 2023-11-06 | 2023-12-04 | Rep | Asset management | 2023-11-06 | 2023-12-04 | Rep | Dealing in securities | 2023-11-06 | 2023-12-04 |
| 5 | Viberation Asset Management Limited | RO | Advising on securities | 2025-05-09 | RO | Asset management | 2025-05-09 |
| 6 | Yuen Meta (International) Securities Limited | Rep | Dealing in securities | 2024-01-05 | 2024-09-15 |
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