Tan, Xiaoxiong (SFC:BES120)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA Investment Managers Chorus Limited | Rep | Dealing in securities | 2018-08-23 | 2022-06-27 | Rep | Advising on futures contracts | 2018-09-07 | 2022-06-27 | Rep | Advising on securities | 2018-09-07 | 2022-06-27 | Rep | Asset management | 2018-09-07 | 2022-06-27 |
| 2 | Balyasny Asset Management (Hong Kong) Limited | Rep | Asset management | 2022-08-29 | 2025-07-01 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2014-12-22 | 2018-08-09 | Rep | Dealing in securities | 2014-12-22 | 2018-08-09 |
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