Yang, Lujia (SFC:BBU233) 楊路加
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2013-08-29 | 2014-01-06 |
| 2 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2013-08-29 | 2017-02-23 | Rep | Dealing in securities | 2014-02-20 | 2017-02-23 |
| 3 | CITIC Securities International Global Markets Limited | Rep | Dealing in securities | 2018-05-18 | 2021-01-11 | Rep | Advising on securities | 2019-04-25 | 2021-01-11 |
| 4 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2017-03-13 | 2018-04-26 |
| 5 | GF Asset Management (Hong Kong) Limited | Rep | Asset management | 2025-04-23 | |
| 6 | GF Securities (Hong Kong) Brokerage Limited | Rep | Advising on securities | 2024-07-09 | Rep | Dealing in securities | 2024-07-09 |
| 7 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on securities | 2021-02-17 | 2024-03-11 | Rep | Dealing in securities | 2021-02-17 | 2024-03-11 |
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