Farthing, Jon Kristofer
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Athos Capital Limited | Rep | Asset management | 2013-04-10 | 2015-03-27 |
| 2 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2015-05-04 | 2017-06-15 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2017-10-30 | Rep | Dealing in securities | 2017-10-30 |
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