Pan, Hongwen 潘洪文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2012-07-31 | 2013-07-19 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2013-09-17 | 2015-06-01 |
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