Ye, Calvin

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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	Organisation	Role	Activity	From	Until
1	HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2014-01-29	2021-07-03
2	Oppenheimer Investments Asia Limited	Rep	Dealing in securities	2012-05-17	2014-01-15
		Rep	Advising on securities	2013-03-15	2014-01-15
3	Sanford C. Bernstein (Hong Kong) Limited	Rep	Dealing in securities	2024-03-28
4	SG SECURITIES (HK) LIMITED	Rep	Dealing in securities	2021-10-11	2024-03-31
		Rep	Dealing in futures contracts	2021-11-08	2024-03-31

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