Shiu, Shu Ming 蕭恕明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EUTO CAPITAL PARTNERS LIMITED | RO | Advising on corporate finance | 2015-04-28 | 2022-04-23 |
| 2 | ORIENT SECURITIES LIMITED | RO | Advising on securities | 2024-04-15 | RO | Asset management | 2024-04-15 | RO | Dealing in securities | 2024-04-15 |
| 3 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2008-07-15 | 2009-01-02 | RO | Advising on corporate finance | 2009-01-02 | 2010-08-17 |
| 4 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2009-03-05 | 2009-11-23 |
| 5 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2009-01-13 | 2010-08-17 |
| 6 | UPBEST ASSETS MANAGEMENT LIMITED | Rep | Asset management | 2014-05-13 | 2015-04-01 | RO | Advising on corporate finance | 2014-05-13 | 2015-04-01 |
| 7 | UPBEST SECURITIES COMPANY LIMITED | Rep | Asset management | 2014-05-13 | 2015-04-01 | RO | Advising on corporate finance | 2014-05-13 | 2015-04-01 |
| 8 | Zijing Capital Limited | Rep | Advising on corporate finance | 2010-09-09 | 2010-11-01 | RO | Advising on corporate finance | 2010-11-01 | 2013-09-01 |
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