Mao, Lei (SFC:BML398) 毛磊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Global Markets Limited | Rep | Advising on securities | 2021-02-09 | 2021-11-10 | Rep | Asset management | 2021-02-09 | 2021-11-10 | Rep | Dealing in securities | 2021-02-09 | 2022-05-18 | RO | Advising on securities | 2021-11-10 | 2022-05-18 | RO | Asset management | 2021-11-10 | 2022-05-18 |
| 2 | CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2018-04-03 | 2019-02-15 | Rep | Dealing in securities | 2018-04-03 | 2019-02-15 | Rep | Asset management | 2018-05-28 | 2019-02-15 |
| 3 | Emperio Securities and Assets Management Limited | Rep | Advising on securities | 2020-04-07 | 2021-01-31 | Rep | Asset management | 2020-04-07 | 2021-01-31 | Rep | Dealing in securities | 2020-04-07 | 2021-01-31 |
| 4 | KILMOREY ASSET MANAGEMENT LIMITED | Rep | Asset management | 2019-02-21 | 2020-01-11 |
| 5 | KILMOREY SECURITIES LIMITED | Rep | Advising on securities | 2019-02-21 | 2019-12-03 | Rep | Dealing in securities | 2019-02-21 | 2019-12-03 |
| 6 | SUNFUND FUND MANAGEMENT LIMITED | Rep | Asset management | 2020-02-25 | 2020-03-27 |
| 7 | SUNFUND SECURITIES LIMITED | Rep | Advising on securities | 2020-02-25 | 2020-03-27 | Rep | Dealing in securities | 2020-02-25 | 2020-03-27 |
| 8 | YBN Asset Management Limited | Rep | Advising on securities | 2022-05-19 | Rep | Asset management | 2022-05-19 |
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