Wong, James Koon Ho 黃冠豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCHK Asset Management Limited | Rep | Asset management | 2011-08-10 | 2020-01-12 | Rep | Advising on securities | 2012-02-13 | 2020-01-12 | Rep | Dealing in securities | 2012-02-13 | 2020-01-12 |
| 2 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2025-10-31 | Rep | Asset management | 2025-10-31 | Rep | Dealing in securities | 2025-10-31 |
| 3 | GaoTeng Global Asset Management Limited | Rep | Advising on securities | 2020-01-23 | 2024-05-28 | Rep | Asset management | 2020-01-23 | 2024-05-28 |
| 4 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2024-07-08 | 2025-10-10 | Rep | Asset management | 2024-07-08 | 2025-10-10 | Rep | Dealing in securities | 2024-07-16 | 2025-10-10 |
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