Lau, Karen Yat Ying 劉一瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2009-03-31 | 2010-07-23 | Rep | Dealing in securities | 2009-03-31 | 2010-07-23 |
| 2 | IDEG Asset Management (Hong Kong) Limited | RO | Advising on securities | 2017-10-23 | RO | Asset management | 2017-10-23 | RO | Dealing in securities | 2017-10-23 |
Copyright & disclaimer, Privacy policy