Cong, Lin (SFC:ANN418) 叢林
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Renaissance Securities (Hong Kong) Limited | RO | Advising on corporate finance | 2020-10-28 | 2022-09-09 | RO | Advising on securities | 2020-10-28 | 2022-09-09 | RO | Dealing in securities | 2020-10-28 | 2022-09-09 |
| 2 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2018-03-08 | 2019-03-12 | RO | Asset management | 2018-03-08 | 2019-03-12 | RO | Dealing in securities | 2018-03-08 | 2019-03-12 |
| 3 | ICBC INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2018-03-08 | 2019-03-12 | RO | Dealing in securities | 2018-03-08 | 2019-03-12 | RO | Advising on securities | 2018-05-11 | 2019-03-12 |
| 4 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | RO | Advising on securities | 2018-03-08 | 2019-03-12 | RO | Asset management | 2018-03-08 | 2019-03-12 | RO | Dealing in securities | 2018-03-08 | 2019-03-12 |
| 5 | ICBC INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2018-03-08 | 2019-03-12 |
| 6 | ICBC INTERNATIONAL RESEARCH LIMITED | RO | Advising on securities | 2018-03-08 | 2019-03-12 |
| 7 | ICBC INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2018-03-08 | 2019-03-12 | RO | Dealing in futures contracts | 2018-03-08 | 2019-03-12 | RO | Dealing in securities | 2018-03-08 | 2019-03-12 |
| 8 | ICEA CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-06-21 | 2006-12-13 | Rep | Dealing in securities | 2006-06-21 | 2006-12-13 |
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