Chan, Benjamin Yu Ki 曾裕基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2005-06-15 | 2008-05-13 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2008-05-21 | 2008-10-28 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2008-05-21 | 2008-10-28 |
| 4 | FIL Investment Advisors | Rep | Asset management | 2013-05-27 | 2015-10-22 |
| 5 | FIL Investment Management (Hong Kong) Limited | Rep | Asset management | 2013-05-27 | 2015-10-22 | Rep | Dealing in securities | 2013-05-27 | 2015-10-22 |
| 6 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2016-01-25 | Rep | Dealing in securities | 2016-01-25 |
| 7 | TT INTERNATIONAL (HONG KONG) LIMITED | Rep | Asset management | 2009-05-22 | 2013-05-27 | Rep | Dealing in futures contracts | 2009-12-03 | 2013-05-27 | Rep | Dealing in securities | 2009-12-03 | 2013-05-27 |
| 8 | TT INTERNATIONAL (LONDON) LIMITED | Rep | Asset management | 2009-05-22 | 2013-05-27 |
Copyright & disclaimer, Privacy policy