Ngan, Richard Wan Cheong 顏允昌

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 ABE FINANCIAL SERVICES LIMITED Rep Advising on securities 2003-12-22 2004-06-02
2 ASSET MANAGEMENT GROUP LIMITED Rep Advising on securities 2006-02-17 2011-06-15
Rep Dealing in securities 2010-12-06 2011-06-15
3 FWD Financial Planning Limited (HK) Rep Advising on securities 2004-09-07 2006-02-13
4 Sun Life Financial Asia Services Limited Rep Advising on securities 2004-06-02 2004-07-22

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