Tang, James (SFC:AJC669) 鄧民煇

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 313 Capital Management Limited Rep Advising on securities 2013-05-13 2014-05-09
Rep Asset management 2013-06-14 2014-05-09
2 Forthright Capital Management Limited RO Advising on securities 2019-08-12 2023-08-21
RO Asset management 2019-08-12 2023-08-21
RO Dealing in securities 2021-10-05 2023-08-21
3 FULBRIGHT SECURITIES LIMITED Rep Advising on securities 2015-05-11 2015-06-19
Rep Dealing in securities 2015-05-11 2015-06-19
RO Advising on securities 2015-06-19 2015-11-30
RO Dealing in securities 2015-06-19 2015-11-30
4 FULBRIGHT WEALTH MANAGEMENT LIMITED RO Advising on securities 2014-11-27 2015-03-24
RO Dealing in securities 2014-11-27 2015-03-24
5 iBest Consultants Limited Rep Advising on securities 2003-09-26 2011-09-01
Rep Asset management 2003-09-26 2011-09-01
Rep Dealing in securities 2009-03-13 2011-09-01
6 King Sun Securities Limited Rep Dealing in securities 2015-12-30 2016-01-29
RO Dealing in securities 2016-01-29 2019-04-18
RO Advising on securities 2016-11-15 2019-04-18
RO Asset management 2017-10-13 2019-04-18
7 Ping An Securities (Hong Kong) Holdings Company Limited Rep Advising on securities 2011-09-21 2012-02-29
Rep Dealing in securities 2011-09-21 2012-02-29
RO Advising on securities 2012-02-29 2013-01-10
RO Dealing in securities 2012-02-29 2013-01-10
8 SOUTH CHINA SECURITIES LIMITED Rep Dealing in securities 2013-05-13 2014-05-09
9 Surrich Capital Co., Limited RO Advising on securities 2024-10-18
RO Asset management 2024-10-18

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