Luk, Man To 陸文滔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Amrita Capital Limited (b2015-08-24) | RO | Advising on securities | 2017-02-16 | 2020-10-27 | RO | Asset management | 2017-02-16 | 2020-10-27 |
| 2 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2007-01-30 | 2010-11-18 | Rep | Dealing in securities | 2007-01-30 | 2010-11-18 |
| 3 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-11-29 | Rep | Asset management | 2004-11-29 | Rep | Dealing in futures contracts | 2006-03-27 |
| 4 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-02-04 | 2006-03-27 |
| 5 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2020-11-06 | Rep | Dealing in futures contracts | 2020-11-10 | Rep | Dealing in securities | 2020-11-10 |
| 6 | China Angel Fund Management (HK) Company Limited | Rep | Advising on securities | 2012-02-08 | 2012-09-17 | Rep | Asset management | 2012-02-08 | 2012-09-17 | RO | Advising on securities | 2012-09-17 | 2017-01-16 | RO | Asset management | 2012-09-17 | 2017-01-16 |
| 7 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2006-04-03 | 2007-01-23 | Rep | Dealing in securities | 2006-04-03 | 2007-01-23 |
| 8 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2006-04-03 | 2007-01-23 | Rep | Dealing in futures contracts | 2006-04-03 | 2007-01-23 |
| 9 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2006-04-03 | 2007-01-23 |
| 10 | PARIBAS ASIA EQUITY LIMITED | Rep | Advising on corporate finance | 2004-08-03 | Rep | Advising on securities | 2004-08-03 | Rep | Asset management | 2004-08-03 | Rep | Dealing in securities | 2006-03-27 |
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