Ko, Serena Shuk Ling 高淑玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMC Markets Asia Limited | Rep | Leveraged foreign exchange trading | 2006-10-19 | 2007-06-10 |
| 2 | First Sentier Investors (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-03-01 | Rep | Advising on securities | 2004-03-01 | Rep | Asset management | 2004-03-01 | Rep | Dealing in securities | 2004-03-01 |
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