Lam, Tung Woo 林東湖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BETA INTERNATIONAL SECURITIES LIMITED | RO | Advising on corporate finance | 2003-09-05 | RO | Advising on securities | 2003-09-05 | RO | Asset management | 2003-09-05 | RO | Dealing in securities | 2003-10-15 |
| 2 | CHINA SYSTEM SECURITIES LIMITED | Rep | Dealing in securities | 2008-06-17 | 2008-07-24 | RO | Dealing in securities | 2008-07-24 |
| 3 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Dealing in securities | 2003-10-15 | 2003-10-16 | RO | Dealing in securities | 2003-10-16 | 2008-06-16 |
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