Smith, Neil (SFC:AVM853)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | T. Rowe Price Hong Kong Limited | Rep | Advising on securities | 2011-01-06 | 2025-09-09 | Rep | Asset management | 2011-01-06 | 2025-09-09 | Rep | Dealing in futures contracts | 2025-09-30 | 2025-10-09 | Rep | Dealing in securities | 2025-09-30 | 2025-10-09 |
| 2 | T. ROWE PRICE INTERNATIONAL, INC. | Rep | Advising on securities | 2010-08-09 | 2010-12-31 | Rep | Asset management | 2010-08-09 | 2010-12-31 |
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