Hau, Ka Yui 侯嘉耀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2014-12-11 | 2015-02-13 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2014-12-11 | 2015-02-13 |
| 3 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-12-18 | 2014-10-31 |
| 4 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2013-12-18 | 2014-10-31 |
| 5 | GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-03-06 | 2015-11-30 |
| 6 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-03-06 | 2015-11-30 |
| 7 | HUA NAN SECURITIES (HK) LIMITED | RO | Dealing in securities | 2017-12-05 | 2022-04-21 |
| 8 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2003-12-24 | 2013-12-10 |
| 9 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2003-12-24 | 2013-12-10 |
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