Ip, Shun Yin 葉舜賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ark Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-01-19 | 2011-10-10 |
| 2 | Ark Securities (Hong Kong) Limited | Rep | Dealing in securities | 2010-01-19 | 2011-10-10 |
| 3 | Central China International Futures Company Limited | Rep | Advising on futures contracts | 2017-10-25 | 2019-07-05 | Rep | Dealing in futures contracts | 2017-10-25 | 2019-07-05 |
| 4 | Central China International Securities Co., Limited | Rep | Dealing in securities | 2017-10-25 | 2019-07-05 |
| 5 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2005-08-31 | 2005-10-04 |
| 6 | FORTHRIGHT SECURITIES COMPANY LIMITED | Rep | Advising on futures contracts | 2019-07-26 | 2024-05-31 | Rep | Dealing in futures contracts | 2019-07-26 | 2024-05-31 | Rep | Dealing in securities | 2019-07-26 | 2024-05-31 |
| 7 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-10-24 | 2017-10-10 | Rep | Leveraged foreign exchange trading | 2012-02-02 | 2017-10-10 | Rep | Advising on futures contracts | 2012-05-24 | 2017-10-10 |
| 8 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-10-24 | 2017-10-10 |
| 9 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-12-03 | 2009-12-07 | Rep | Dealing in securities | 2009-12-03 | 2009-12-07 |
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