Yu, Ka Fai 余家輝

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 BOCI ASIA LIMITED Rep Dealing in securities 2013-04-16 2013-08-01
RO Dealing in securities 2013-08-01 2016-09-15
2 BOCI SECURITIES LIMITED Rep Dealing in futures contracts 2013-04-16 2013-08-01
Rep Dealing in securities 2013-04-16 2013-08-01
RO Dealing in futures contracts 2013-08-01 2016-09-15
RO Dealing in securities 2013-08-01 2016-09-15
RO Advising on securities 2014-01-20 2016-09-15
3 CHINA MERCHANTS FUTURES (HK) CO., LIMITED Rep Dealing in futures contracts 2016-09-20 2016-12-16
RO Dealing in futures contracts 2016-12-16 2018-07-20
4 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Rep Advising on securities 2016-09-20 2016-12-16
Rep Dealing in securities 2016-09-20 2016-12-16
Rep Dealing in futures contracts 2016-11-07 2017-04-07
RO Advising on securities 2016-12-16 2018-07-20
RO Dealing in securities 2016-12-16 2018-07-20
RO Dealing in futures contracts 2017-04-07 2018-07-20
5 Daiwa Capital Markets Hong Kong Limited Rep Dealing in securities 2010-11-20 2011-09-16
6 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED Rep Dealing in securities 2005-10-17 2011-09-16
Rep Dealing in futures contracts 2008-07-03 2011-09-16
7 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2018-11-15 2019-02-19
RO Dealing in futures contracts 2019-02-19
8 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Rep Advising on securities 2018-11-15 2019-02-19
Rep Dealing in securities 2018-11-15 2019-02-19
RO Advising on securities 2019-02-19
RO Dealing in securities 2019-02-19
RO Dealing in futures contracts 2021-04-09
9 KBC FINANCIAL PRODUCTS HONG KONG LIMITED Rep Dealing in securities 2005-01-17 2010-11-20

Copyright & disclaimer, Privacy policy

Back to top