Lam, Suen
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Dealing in securities | 2022-02-04 | 2022-03-30 | RO | Dealing in securities | 2022-03-30 | 2023-05-25 | RO | Advising on securities | 2022-11-17 | 2023-05-25 | RO | Asset management | 2022-11-17 | 2023-05-25 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-09-01 | 2025-10-20 | RO | Dealing in securities | 2025-10-20 |
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