Lu, Yang (SFC:BAC040) 陸瑒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2012-08-24 | 2013-08-30 | Rep | Dealing in securities | 2012-08-24 | 2013-08-30 |
| 2 | Morgan Stanley Asia Limited | Rep | Asset management | 2013-10-18 | 2016-03-31 | Rep | Dealing in securities | 2013-10-18 | 2016-03-31 |
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