Ng, Shui Cheong 吳瑞昌

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Changjiang Futures (HK) Limited Rep Advising on futures contracts 2015-10-29 2016-07-30
Rep Dealing in futures contracts 2015-10-29 2016-07-30
2 EMPEROR SECURITIES LIMITED (HK) Rep Dealing in securities 2007-12-13 2008-01-14
3 Guosen Securities (HK) Brokerage Company, Limited Rep Dealing in securities 2011-03-16 2011-07-08
Rep Dealing in futures contracts 2011-04-29 2011-07-08
4 Hao Tian Asset Management Limited Rep Asset management 2017-04-13 2018-07-11
5 Hao Tian International Futures Limited Rep Dealing in futures contracts 2017-03-20 2018-01-05
RO Dealing in futures contracts 2018-01-05 2018-07-11
6 Hao Tian International Securities Limited Rep Dealing in securities 2017-09-14 2018-07-11
7 JINRUI FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2008-07-16 2011-02-11
8 KGI ASIA LIMITED Rep Dealing in securities 2016-08-31 2017-03-03
9 KGI FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2016-08-31 2017-03-03
10 PHILLIP COMMODITIES (H.K.) LIMITED Rep Dealing in futures contracts 2008-03-20 2008-07-05
11 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2008-03-14 2008-07-05
12 UNITED ZONE INVESTMENT LIMITED Rep Asset management 2018-10-25 2018-12-04
Rep Dealing in futures contracts 2018-10-25 2018-12-04
Rep Dealing in securities 2018-10-25 2018-12-04
RO Advising on securities 2018-12-04 2021-11-03
RO Asset management 2018-12-04 2021-11-03
RO Dealing in futures contracts 2018-12-04 2021-11-03
RO Dealing in securities 2018-12-04 2021-11-03

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