Tran, John Chuen Wah 陳傳華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2003-09-09 | |
| 2 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-10-03 | 2003-10-20 | RO | Advising on corporate finance | 2003-10-20 | 2009-09-01 |
| 3 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on corporate finance | 2003-10-03 | 2003-10-20 | RO | Advising on corporate finance | 2003-10-20 | 2009-09-01 | RO | Dealing in securities | 2004-03-11 | 2009-09-01 | RO | Asset management | 2006-12-11 | 2009-09-01 |
| 4 | KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED | RO | Asset management | 2005-05-04 | 2005-12-04 | RO | Asset management | 2006-12-11 | 2009-09-01 |
| 5 | KINGSWAY SW ASSET MANAGEMENT LIMITED | RO | Asset management | 2006-12-11 | 2009-09-01 | RO | Advising on corporate finance | 2007-01-15 | 2009-09-01 |
| 6 | SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED | RO | Asset management | 2007-06-13 | 2009-09-01 |
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