Lam, Michael Man Kiu 林萬喬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2005-10-10 | 2006-08-14 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-10-10 | 2006-08-14 |
| 3 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | Advising on securities | 2007-02-28 | 2009-02-13 |
| 4 | Fuh Hwa SITE Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2009-03-18 | 2010-03-08 | Rep | Asset management | 2009-04-16 | 2010-03-08 | RO | Advising on securities | 2010-03-08 | 2017-06-30 | RO | Asset management | 2010-03-08 | 2017-06-30 |
| 5 | Yuen Shing Capital Limited | RO | Advising on securities | 2019-03-11 | 2021-10-31 | RO | Asset management | 2019-03-11 | 2021-10-31 |
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