Lam, Cheuk Yu (SFC:AXD868) 林卓宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2017-02-13 | 2018-01-15 | Rep | Dealing in futures contracts | 2017-02-13 | 2022-09-12 | Rep | Dealing in securities | 2017-02-13 | 2022-09-12 |
| 2 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2011-04-19 | 2017-02-12 |
| 3 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2011-04-19 | 2017-02-12 | Rep | Leveraged foreign exchange trading | 2013-09-27 | 2017-02-12 |
| 4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-09-28 | |
| 5 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2022-09-28 |
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