Cheng, Wai Hong (SFC:ALO598) 鄭維康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-01-27 | 2009-07-11 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-01-27 | 2009-07-11 | Rep | Leveraged foreign exchange trading | 2005-08-16 | 2009-07-11 |
| 3 | Solo Asset Management Limited | RO | Advising on securities | 2018-06-13 | Rep | Asset management | 2018-08-03 | 2021-12-20 | RO | Advising on futures contracts | 2018-08-09 | RO | Asset management | 2021-12-20 |
| 4 | Solo Futures Limited | RO | Dealing in futures contracts | 2017-02-28 | |
| 5 | Solo Securities Limited | RO | Dealing in securities | 2017-02-28 | RO | Advising on securities | 2024-09-30 |
| 6 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2009-07-29 | 2011-09-26 |
| 7 | South China Forex Limited | Rep | Leveraged foreign exchange trading | 2010-06-21 | 2011-02-02 | RO | Leveraged foreign exchange trading | 2011-02-02 | 2011-09-26 |
| 8 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2009-07-29 | 2011-09-26 |
| 9 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2011-11-29 | 2013-11-17 |
| 10 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2011-11-29 | 2013-11-17 | RO | Leveraged foreign exchange trading | 2012-03-15 | 2013-11-17 |
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