Peng, Yu Yu 彭煜宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASIA CLIMATE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2017-09-11 | 2018-09-21 | Rep | Dealing in securities | 2017-09-11 | 2018-09-21 |
| 2 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2018-09-24 | 2019-03-07 | Rep | Asset management | 2018-09-24 | 2019-03-07 | Rep | Dealing in securities | 2018-09-24 | 2019-03-07 | RO | Advising on securities | 2019-03-07 | 2024-08-15 | RO | Asset management | 2019-03-07 | 2024-08-15 | RO | Dealing in securities | 2019-03-07 | 2024-08-15 |
| 3 | Oaktree Capital (Hong Kong) Limited | Rep | Advising on securities | 2012-01-31 | 2014-10-10 | Rep | Dealing in securities | 2012-01-31 | 2014-10-10 |
| 4 | Rothschild & Co Hong Kong Limited | Rep | Advising on corporate finance | 2009-11-05 | 2011-12-14 | Rep | Advising on securities | 2009-11-05 | 2011-12-14 |
| 5 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2024-08-16 | Rep | Asset management | 2024-08-16 | Rep | Dealing in securities | 2024-08-16 |
Copyright & disclaimer, Privacy policy