Lam, Kwun Wai 林冠瑋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on corporate finance | 2017-04-24 | 2024-03-06 | Rep | Dealing in securities | 2017-04-24 | 2025-09-28 | RO | Advising on corporate finance | 2024-03-06 | 2025-09-28 |
| 2 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2025-10-10 | |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2025-10-10 | Rep | Dealing in securities | 2025-10-10 |
| 4 | Optima Capital Limited | Rep | Advising on corporate finance | 2010-10-20 | 2017-04-16 | Rep | Dealing in securities | 2010-10-20 | 2017-04-16 |
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