Tsutsumi, Kazumasa 堤一將
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | OKASAN INTERNATIONAL (ASIA) LIMITED | Rep | Dealing in securities | 2011-05-17 | 2012-10-12 |
| 2 | SKY WARD ASIA LIMITED | Rep | Dealing in securities | 2008-06-12 | 2011-05-06 |
| 3 | SKY WARD GLOBAL MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2008-06-12 | 2011-05-06 | Rep | Advising on securities | 2008-06-12 | 2011-05-06 | Rep | Asset management | 2008-06-12 | 2011-05-06 |
| 4 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Dealing in securities | 2012-10-29 | 2014-02-06 |
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