Yam, Wai Tak 任偉德

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Bright Point International Futures Limited RO Dealing in futures contracts 2018-03-16
2 Bright Point International Securities Limited RO Dealing in securities 2018-08-22
3 CES Commodities (HK) Limited Rep Dealing in futures contracts 2006-02-03 2006-05-07
4 CHINA MERCHANTS FUTURES (HK) CO., LIMITED Rep Advising on futures contracts 2013-12-05 2015-12-30
Rep Dealing in futures contracts 2013-12-05 2015-12-30
RO Advising on futures contracts 2015-12-30 2017-11-30
RO Dealing in futures contracts 2015-12-30 2017-11-30
5 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Rep Dealing in futures contracts 2016-10-25 2017-04-07
RO Dealing in futures contracts 2017-04-07 2017-11-30
6 Everbright Securities Investment Services (HK) Limited Rep Dealing in securities 2006-02-03 2006-05-07
7 KGI ASIA LIMITED Rep Dealing in securities 2012-03-27 2012-09-28
8 KGI FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2012-03-27 2012-09-28
9 Newedge Broker Hong Kong Limited Rep Dealing in futures contracts 2008-03-17 2011-12-31
10 Newedge Broker Limited Rep Dealing in futures contracts 2006-05-15 2009-07-31
Rep Dealing in securities 2006-05-15 2009-07-31
Rep Automated trading services 2006-05-17 2009-07-31
11 SG Asset Finance (Hong Kong) Limited Rep Dealing in futures contracts 2008-10-13 2011-12-31
Rep Dealing in securities 2008-10-13 2011-12-31
12 SHUN LOONG FUTURES LIMITED Rep Dealing in futures contracts 2005-08-31 2006-05-07
13 SHUN LOONG SECURITIES COMPANY LIMITED Rep Dealing in securities 2005-08-31 2006-05-07

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