Ko, Kai San 高啟申

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCOM International Securities Limited Rep Dealing in futures contracts 2009-09-28 2010-02-11
Rep Dealing in securities 2009-09-28 2010-02-11
2 CHIEF COMMODITIES LIMITED Rep Dealing in futures contracts 2020-09-04 2022-01-01
Rep Dealing in futures contracts 2022-03-07 2025-08-01
3 CHIEF SECURITIES LIMITED Rep Dealing in securities 2020-09-04 2020-10-09
Rep Asset management 2020-10-07 2022-01-01
RO Dealing in securities 2020-10-09 2022-01-01
Rep Asset management 2022-03-07 2025-08-01
Rep Dealing in securities 2022-03-07 2025-08-01
4 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Dealing in securities 2003-12-23 2005-04-11
5 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED Rep Dealing in futures contracts 2003-11-17 2005-04-11
6 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED Rep Dealing in securities 2003-12-23 2005-04-11
7 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2005-04-11 2009-09-01
8 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2005-04-11 2009-09-01
9 iBest Securities Company Limited Rep Dealing in securities 2005-04-11 2009-09-01
10 KINGSWAY FINANCIAL SERVICES GROUP LIMITED Rep Dealing in futures contracts 2010-02-22 2013-04-06
Rep Dealing in securities 2010-02-22 2013-04-06
11 RHB FUTURES HONG KONG LIMITED Rep Dealing in futures contracts 2013-05-29 2020-06-30
12 RHB SECURITIES HONG KONG LIMITED Rep Dealing in securities 2013-05-29 2020-06-30
13 SOUTHWEST SECURITIES (HK) FUTURES LIMITED Rep Dealing in futures contracts 2003-04-24 2003-07-17
14 Win Securities Limited RO Dealing in securities 2025-09-11

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