Liu, Chi Hang (SFC:APF049) 廖智行
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-07-04 | 2007-12-07 | Rep | Dealing in securities | 2018-04-13 | 2019-05-01 |
| 2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2018-04-13 | 2019-05-01 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-07-04 | 2007-12-07 |
| 4 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2014-10-17 | 2017-05-31 |
| 5 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2014-10-17 | 2017-05-31 |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2009-02-09 | 2014-09-29 |
| 7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-03-11 | 2014-09-29 |
| 8 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2008-01-23 | 2009-01-19 |
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