Kong, Ki Fung (SFC:AMF054) 江琦峰

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Dealing in securities 2007-06-18 2007-11-23
2 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED Rep Dealing in futures contracts 2007-06-18 2007-11-23
3 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED Rep Dealing in securities 2007-06-18 2007-11-23
4 Fuh Hwa SITE Asset Management (Hong Kong) Limited Rep Advising on securities 2009-06-18 2009-08-31
Rep Asset management 2009-06-18 2009-08-31
5 GRAND CATHAY SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2012-10-05 2014-03-03
6 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2005-10-31 2007-06-09
7 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2005-07-08 2007-06-09
8 HSBC BROKING FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2014-03-12 2014-09-28
9 HSBC BROKING SECURITIES (ASIA) LIMITED Rep Dealing in securities 2014-03-12 2014-09-28
10 KGI ASIA LIMITED Rep Dealing in securities 2010-02-17 2014-03-03
11 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) Rep Advising on securities 2009-12-14 2014-03-03
Rep Dealing in securities 2010-01-07 2014-03-03
12 Mirae Asset Securities (HK) Limited Rep Dealing in securities 2007-12-03 2008-05-17
13 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED Rep Dealing in futures contracts 2015-03-26 2017-03-31
14 SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2016-12-19 2018-02-08
RO Dealing in futures contracts 2018-02-08
15 SHANXI SECURITIES INTERNATIONAL LIMITED Rep Dealing in securities 2015-07-03 2018-02-08
RO Dealing in securities 2018-02-08

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