Hsieh, Ya-Hui 謝雅卉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AISANCE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2010-03-04 | 2013-02-21 |
| 2 | Beevest Securities Limited | Rep | Dealing in securities | 2006-07-26 | 2008-03-21 | Rep | Asset management | 2007-11-19 | 2008-03-21 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-01-18 | 2015-07-30 | Rep | Advising on securities | 2010-03-04 | 2015-07-30 |
| 4 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2008-04-16 | 2015-07-30 |
| 5 | ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2018-01-19 | 2018-11-30 |
| 6 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-08-24 | 2016-07-20 | Rep | Advising on securities | 2015-08-24 | 2018-11-30 | RO | Dealing in securities | 2016-07-20 | 2018-11-30 |
| 7 | Splentide Capital Limited | Rep | Advising on securities | 2019-03-21 | 2019-04-26 | Rep | Dealing in securities | 2019-03-21 | 2019-04-26 | Rep | Asset management | 2019-03-21 | 2021-08-18 | RO | Advising on securities | 2019-04-26 | RO | Dealing in securities | 2019-04-26 | RO | Asset management | 2021-08-18 |
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