Chu, Ka Man (SFC:AGH438) 朱嘉文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-09-21 | 2025-05-01 |
| 2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2009-06-11 | |
| 3 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-10-27 | 2007-11-26 |
| 4 | FULBRIGHT SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-12-31 | Rep | Advising on securities | 2003-12-31 | Rep | Asset management | 2003-12-31 | Rep | Automated trading services | 2003-12-31 | Rep | Dealing in securities | 2003-12-31 | Rep | Dealing in securities | 2006-08-31 | 2007-11-26 |
| 5 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Dealing in securities | 2007-12-06 | 2008-06-30 |
| 6 | MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED | Rep | Dealing in securities | 2008-09-01 | 2009-05-18 |
| 7 | ONE CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2005-07-04 | 2006-08-24 |
| 8 | WINTECH SECURITIES LIMITED | Rep | Dealing in securities | 2004-04-28 | 2005-06-27 |
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