Wong, Lai Man (SFC:AFC401) 王麗雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2025-09-29 | Rep | Dealing in securities | 2025-09-29 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-06-05 | 2015-06-01 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2015-08-28 | 2025-06-26 | Rep | Dealing in futures contracts | 2019-03-07 | 2025-06-26 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2019-03-07 | 2025-06-26 | Rep | Dealing in securities | 2019-03-07 | 2025-06-26 |
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