Cheong, Henry Ying Chew 張英潮

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 FIRST WORLDSEC SECURITIES LIMITED RO Advising on securities 2005-11-15 2006-03-02
RO Asset management 2005-11-15 2006-03-02
RO Dealing in securities 2005-11-15 2006-03-02
RO Advising on corporate finance 2005-11-21 2006-03-02
2 Huajin Corporate Finance (International) Limited RO Advising on corporate finance 2004-04-06
RO Advising on securities 2004-04-06
RO Asset management 2004-04-06
RO Advising on corporate finance 2006-09-14 2017-06-01
RO Advising on securities 2006-09-14 2017-06-01
3 ICBC Asset Management (Global) Company Limited RO Advising on corporate finance 2005-02-25
RO Advising on securities 2010-02-09
RO Asset management 2010-02-09
RO Advising on futures contracts 2005-09-05 2010-02-09
4 UOB ASIA (HONG KONG) LIMITED RO Advising on corporate finance 2005-08-23
RO Advising on securities 2005-08-23
RO Asset management 2005-08-23
RO Dealing in securities 2005-08-23
5 UOB KAY HIAN (HONG KONG) LIMITED RO Advising on corporate finance 2003-05-30
RO Advising on securities 2003-05-30
RO Dealing in securities 2003-05-30
Rep Advising on corporate finance 2003-05-30 2005-08-23
Rep Advising on securities 2003-05-30 2005-08-23
Rep Dealing in securities 2003-05-30 2005-08-23
6 UOB KAY HIAN FUTURES (HONG KONG) LIMITED RO Dealing in futures contracts 2003-05-30
Rep Dealing in futures contracts 2003-05-30 2005-08-23
7 WORLDSEC INTERNATIONAL LIMITED RO Advising on corporate finance 2003-07-30
RO Advising on securities 2003-07-30
RO Asset management 2003-07-30

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