Poon, To Sing 潘道成

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Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Avantua Capital Management Limited RO Advising on securities 2020-04-08 2022-10-31
RO Asset management 2020-04-08 2022-10-31
2 BASIC ASSET MANAGEMENT LIMITED Rep Asset management 2013-02-22 2014-07-31
3 BOCI COMMODITIES & FUTURES LIMITED Rep Dealing in futures contracts 2004-06-16 2006-01-26
4 BOCI SECURITIES LIMITED Rep Dealing in securities 2004-06-16 2006-06-09
5 BOCOM International Holdings Company Limited Rep Dealing in securities 2006-07-10 2007-10-02
Rep Dealing in futures contracts 2006-08-28 2007-10-02
6 BOCOM International Securities Limited Rep Dealing in futures contracts 2007-09-12 2007-10-02
Rep Dealing in securities 2007-09-12 2007-10-02
Rep Dealing in futures contracts 2011-04-06 2012-07-04
Rep Dealing in securities 2011-04-06 2012-07-04
7 Changjiang Securities Brokerage (HK) Limited Rep Dealing in securities 2014-08-22 2015-10-29
8 CITIC Securities Brokerage (HK) Limited Rep Dealing in securities 2009-02-19 2009-08-29
9 CITIC Securities Futures (HK) Limited Rep Dealing in futures contracts 2009-02-19 2009-08-29
10 KINGDOM INVESTMENT MANAGERS LIMITED RO Advising on securities 2023-01-11
RO Asset management 2023-01-11
11 KINGDOM SECURITIES LIMITED (HK) RO Dealing in securities 2022-11-21
12 KINGSWAY FINANCIAL SERVICES GROUP LIMITED Rep Dealing in futures contracts 2007-10-09 2007-11-20
Rep Dealing in securities 2007-10-09 2007-11-20
13 KuCoin Commodity Futures Limited RO Dealing in futures contracts 2016-09-26 2017-06-09
14 KuCoin HK Limited Rep Dealing in securities 2016-04-07 2016-05-26
RO Dealing in securities 2016-05-26 2017-06-09
RO Advising on securities 2016-06-27 2017-06-09
15 Legg Mason Asset Management Hong Kong Limited Rep Advising on corporate finance 2004-04-07
Rep Advising on futures contracts 2004-04-07
Rep Advising on securities 2004-04-07
Rep Asset management 2004-04-07
16 Legg Mason International Equities (Hong Kong) Limited Rep Advising on corporate finance 2004-04-07
Rep Advising on futures contracts 2004-04-07
Rep Advising on securities 2004-04-07
Rep Asset management 2004-04-07
Rep Dealing in securities 2004-04-07
17 ORIENT SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2015-11-23 2015-12-03
18 Rich Bay Securities Limited Rep Dealing in securities 2017-06-28 2017-08-28
RO Dealing in securities 2017-08-28 2020-04-03
RO Dealing in futures contracts 2018-11-12 2020-04-03
19 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED Rep Dealing in securities 2009-09-14 2011-04-01
20 SOUTHWEST SECURITIES (HK) FUTURES LIMITED Rep Dealing in futures contracts 2009-09-14 2011-04-01
21 WealthQuay Asset Management Limited RO Advising on securities 2018-11-27 2020-04-03
RO Asset management 2018-11-27 2020-04-03
22 WINNINGTON CAPITAL LIMITED Rep Advising on futures contracts 2008-01-07 2008-12-18
Rep Advising on securities 2008-01-07 2008-12-18

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