Lau, Andy Chi Wah 劉志華

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI SECURITIES LIMITED Rep Dealing in futures contracts 2008-08-07 2012-05-28
Rep Dealing in securities 2008-08-07 2012-05-28
Rep Advising on securities 2022-08-02 2023-10-06
Rep Dealing in futures contracts 2022-08-02 2023-10-06
Rep Dealing in securities 2022-08-02 2023-10-06
2 GF FUTURES (HONG KONG) CO., LIMITED Rep Dealing in futures contracts 2012-06-12 2022-06-30
3 GF Securities (Hong Kong) Brokerage Limited Rep Dealing in securities 2012-06-12 2022-06-30
4 HAITONG INTERNATIONAL FUTURES LIMITED Rep Advising on futures contracts 2003-08-25
Rep Asset management 2003-08-25
Rep Automated trading services 2003-08-25
Rep Dealing in futures contracts 2003-10-10
5 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Advising on corporate finance 2003-08-25
Rep Advising on securities 2003-08-25
Rep Asset management 2003-08-25
Rep Automated trading services 2003-08-25
Rep Dealing in securities 2003-10-10
6 PHILLIP COMMODITIES (H.K.) LIMITED Rep Dealing in futures contracts 2004-12-29 2005-06-14
7 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2004-12-29 2005-06-14
8 Quam Securities Limited Rep Dealing in futures contracts 2007-07-23 2008-07-23
Rep Dealing in securities 2007-07-23 2008-07-23
9 SINO CAPITAL SECURITIES LIMITED Rep Dealing in securities 2005-08-25 2007-07-04
10 VC BROKERAGE LIMITED Rep Dealing in securities 2003-10-11 2004-12-23
11 VC INTERNATIONAL TRADING LIMITED Rep Dealing in futures contracts 2003-10-11 2004-12-23
12 Well Link International Securities Limited Rep Dealing in futures contracts 2005-08-25 2007-07-04

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