Tian, Xiaolei 田小磊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-15 | 2011-12-30 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-10-15 | 2021-11-15 | Rep | Dealing in futures contracts | 2011-09-15 | 2021-11-15 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2024-05-24 | |
| 4 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2024-05-24 | |
| 5 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2024-05-24 | 2025-06-17 | RO | Dealing in securities | 2025-06-17 |
| 6 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2008-10-15 | 2011-12-30 |
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