Yu, Ge (SFC:BIG516) 余歌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2017-12-15 | 2019-06-07 | Rep | Dealing in securities | 2017-12-15 | 2019-06-07 | Rep | Asset management | 2018-10-15 | 2019-06-07 | Rep | Dealing in futures contracts | 2018-10-15 | 2019-06-07 |
| 2 | Fosun International Securities Limited | Rep | Advising on securities | 2017-05-15 | 2017-11-19 | Rep | Dealing in securities | 2017-05-15 | 2017-11-19 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2020-11-04 | 2024-06-11 | Rep | Dealing in futures contracts | 2020-11-04 | 2024-06-11 | Rep | Dealing in securities | 2020-11-04 | 2024-06-11 |
| 4 | KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-10-20 | 2017-04-19 |
| 5 | KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2016-10-20 | 2017-04-19 |
| 6 | King Sun Securities Limited | Rep | Advising on securities | 2019-06-24 | 2020-10-20 | Rep | Asset management | 2019-06-24 | 2020-10-20 | Rep | Dealing in securities | 2019-06-24 | 2020-10-20 |
| 7 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2024-07-10 | |
| 8 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Advising on securities | 2024-07-10 | Rep | Dealing in securities | 2024-07-10 |
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