Guo, Shuang (SFC:BHF064) 郭瀧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Asset management | 2017-02-15 | 2018-03-01 | Rep | Advising on futures contracts | 2017-09-25 | 2018-03-01 | Rep | Advising on securities | 2017-09-25 | 2018-03-01 |
| 2 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-04-14 | 2018-03-01 | Rep | Advising on futures contracts | 2017-09-25 | 2018-03-01 | Rep | Advising on securities | 2017-09-25 | 2018-03-01 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-03-01 | 2024-06-03 |
| 4 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2017-09-25 | 2018-03-01 | Rep | Asset management | 2017-09-25 | 2018-03-01 | Rep | Dealing in securities | 2017-09-25 | 2018-03-01 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-03-01 | 2024-06-03 | Rep | Advising on securities | 2020-03-26 | 2024-06-03 |
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