Shi, Jiangnan 施江南
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2021-04-09 | 2022-08-05 |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2021-04-09 | 2022-08-05 | Rep | Dealing in securities | 2021-04-09 | 2022-08-05 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2018-07-05 | 2021-02-16 | Rep | Dealing in futures contracts | 2018-07-05 | 2021-02-16 |
| 4 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on securities | 2018-07-05 | 2021-02-16 | Rep | Dealing in securities | 2018-07-05 | 2021-02-16 |
| 5 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2024-08-09 | |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-04-14 | 2023-10-17 | Rep | Dealing in securities | 2023-04-14 | 2023-10-17 |
Copyright & disclaimer, Privacy policy