Tang, Leong 鄧亮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HANG SENG FUTURES LIMITED | Rep | Advising on futures contracts | 2003-12-15 | 2005-10-28 | Rep | Dealing in futures contracts | 2003-12-15 | 2005-10-28 |
| 2 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2003-07-09 | 2005-10-28 |
| 3 | HANG SENG INVESTMENT SERVICES LIMITED | Rep | Advising on corporate finance | 2004-12-03 | Rep | Asset management | 2004-12-03 | Rep | Advising on securities | 2005-10-28 |
| 4 | Julius Baer (Hong Kong) Limited | Rep | Dealing in securities | 2009-09-04 | 2011-06-13 | Rep | Advising on securities | 2009-09-30 | 2011-06-13 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-06-18 | 2009-07-01 |
| 6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-06-18 | 2009-07-01 |
Copyright & disclaimer, Privacy policy