RICHES DEPOT SECURITIES CO., LIMITED 聚富證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2025	⚥	SFC ID	Role	From	Until
1	Lo, Tsz Hin 羅梓軒			BKE897	Rep	2025-10-30
2	Tse, Pak Wa 謝柏華			BNB041	RO	2024-09-27
3	Yang, Yuwen (SFC:BOD549) 楊郁文			BOD549	RO	2024-08-08

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