iCapital Advisory Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2025	⚥	SFC ID	Role	From	Until
1	Dhown, Rajiv (SFC:BNN766)		M	BNN766	RO	2018-12-10	2020-10-30
2	Farah, Wissam (SFC:BSF192)			BSF192	RO	2022-08-15
3	Halford, Steven Thomas		M	AWV229	RO	2018-12-10
4	Mak, Eugene Wan Yan 麥穎恩		M	ARD506	Rep	2019-11-20	2020-04-03
					RO	2020-04-03	2020-09-28

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