Audax Management Company (HK) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2025	⚥	SFC ID	Role	From	Until
1	Harris, Richard (SFC:AAK411)		M	AAK411	RO	2025-08-06
2	Low, Audrey Ying Jun		F	BFI437	RO	2025-03-20	2025-06-30
3	Shin, Yeo Ji			AYC174	Rep	2025-08-11
4	Weintraub, Daniel Harris (SFC:BVN345)		M	BVN345	RO	2025-03-20

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