ALLSPRING GLOBAL INVESTMENTS (HONG KONG) LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2025	⚥	SFC ID	Role	From	Until
1	Choong, Ignatius Wooi Kean	64	M	ADT736	RO	2022-12-21
2	Lam, Kelly Kar Yee 林嘉儀		F	APG511	RO	2025-04-22
3	Lee, Sin Yeung 李善揚			BQM186	Rep	2024-08-07
4	Leung, Wai Lap 梁維納			BTO753	Rep	2023-05-05
5	Phoon, Priscilla Yilin 潘藝琳		F	AWW476	Rep	2025-07-21

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